Products and Services
“In advancing the interests of our financial services industry clients, we look over the horizon. From our vantage point at the epicenter of federal policymaking, rulemaking, and enforcement, we anticipate problems and their ramifications before they are close at hand, and identify opportunities as soon as they emerge.”
Andrew L. Sandler, Chief Executive Officer, Treliant Risk Advisors LLC
Treliant executives and professionals, whether working one-on-one with clients or as part of an assembled team, are prepared to find the best solutions, assist with immediate and long-range plans, and help clients address their business, operational, and compliance needs.
Click here for a list of Representative Engagements
Services include:
Products Include:
EXAMINATION AND ENFORCEMENT
Regulatory Relations
- Proactive Examination Planning
- Anticipating Regulatory Actions
- Independent Foreclosure Review
- Independent Compliance Review
- SEC Enforcement Actions
- Exam Preparation
Remediation
- Mortgage Servicing/Corporations
- Capital Planning
- Monitoring and Independent Testing
- Communications Plan/Public Relations
- Broker-Dealer, Hedge Fund, and Private Equity Compliance
Litigation Support
- Expert Witnesses
- Subject Matter Experts
BUSINESS STRATEGY
Portfolio Review
- Loan Re-underwriting and Re-structuring
- Capital Analysis
- Financial Analysis
- Problem Loan Identification
Balance Sheet Management
- Capital Markets Funding
- Liquidity and Capital Planning
- Treasury Risk Analysis
- Stress Testing
- Asset Liability Modeling and Documentation
- Non-Maturity Deposit Studies
- Asset/Liability Modeling Outsourcing Services
CORPORATE DEVELOPMENT
Strategic Planning
- Investment Strategy
- Asset Divestiture
- Due Diligence
- Risk Management Reviews
Corporate Governance
- Organizational and Legal Structure
- Board Training
- Management Assessment
REGULATORY COMPLIANCE
Compliance Program Development
- Risk Assessment
- Anti-Money Laundering
- Bank Secrecy Act
- Community Reinvestment Act
- Consumer Regulations
- Regulatory Filings and Submissions
- Broker-Dealer, Hedge Fund, and Private Equity Compliance
Fair Lending
- Redlining Readiness Check
- Risk Assessment
- Program Evaluations
- Statistical Analysis
- Mystery Shopping and Matched Pair Testing
- Strengthening the Fair Lending and CRA Programs
Model Validation
- ALM Process and Model Validations
- Model/Process Documentation
- Prepayment Model Calibration Studies
- Mystery Shopping and Self-Testing
Strengthening the Compliance Program
- Strategic Planning for Compliance
- Program evaluation and enhancement
- Structure and Staffing Review
- CFPB Readiness Check
- Risk Assessment
- Risk Metrics and Reporting
- Enhancing Risk Controls
- Efficiency Evaluations
- Training/Board Training
- Broker-Dealer, Hedge Fund, and Private Equity Mock Audits
UDAAP Readiness – Unfair, Deceptive, or Abusive Acts or Practices
- UDAAP Readiness Check
- UDAAP Risk Assessments
- UDAAP Complaint-Management Systems
- UDAAP Controls Review
- UDAAP Product Reviews
- UDAAP Audits
- New Product Due Diligence Reviews
- Monitoring and Audit Review
- Metrics and Reporting
- Training
BREAKTHROUGH COMPLIANCE™
“It’s not just the sudden mandate to address UDAAP – Unfair, Deceptive, and Abusive Acts and Practices – that is making bank CEO’s and Compliance Officers react. It’s knowing that everything has changed and now the public cares about financial fairness.”
Jo Ann S. Barefoot, Co-Chair of Treliant Risk Advisors and former Deputy Comptroller of the Currency.To learn about how Treliant works with banks to integrate compliance into the bank’s business model, click here.
STRATEGIC PLANNING
FOR DODD-FRANKTreliant’s Strategic Planning Session and Dodd-Frank Dashboard Tool Treliant provides strategic planning sessions to banks to help them address key parts of their balance sheet and performance that have been impacted by Dodd Frank. To learn more about these sessions and the dynamic Dodd-Frank Planning Dashboard tool that is provided to bank participants, click here.
